Roger E. King - King Investment Advisors, Inc.

King Investment Advisors, Inc., founded in 1981, is an SEC-registered investment advisor managing investment portfolios for both institutional and individual investors. KING offers a full range of investment advisory services, including separately managed stock and bond accounts, wealth management services, mutual fund asset allocation portfolios, and third-party money manager selection. We offer tax-efficient as well as socially responsible investing strategies. We maintain close, personal relationships with our clients helping them with a broad range of financial matters including the overall coordination of their investment strategy and advanced planning solutions to address the full range of goals. In fact, KING continues to manage client relationships that began in the 1980s. Our goal is to assist our clients in achieving theirs. We assess each client's financial situation and develop an asset allocation plan, working together to maximize the potential for goal achievement. We are able to easily coordinate our services with those of tax, legal, and insurance professionals. KING has a vigorous compliance culture and a comprehensive compliance program. We take great care in implementing practices that reduce risks for our clients. We maintain transparency and oversight without conflicts of interest. No client assets are custodied at KING and we have no commission-based services. KING has a vested interest in increasing client assets. Our mission is to provide superior investment advisory services to our clients through the management of their equity and fixed income portfolios. We strive to earn above average long-term investment returns by using our Business Valuation Approach. We offer exceptional individual service to our clients. Everyone within the organization is responsible for maintaining the highest ethical standards when conducting business. As an investment advisor, KING serves as a fiduciary, and as such, we owe our undivided loyalty to our clients. We must never allow our own interests to be placed above those of our clients. Experience shows that if we serve our clients well, our own success will follow.