Responsible Investment Group

LPL is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA. Supporting more than 17,000 financial professionals, we enable advisors to focus on their clients by reducing the complexity of running their practice, and we support their business by offering integrated technology, comprehensive clearing and compliance services, practice management programs and training, and independent research. Our more than 2,900 employeesbased primarily in Boston, Charlotte, and San Diegosupport one another and the following three customer groups: Independent Advisor Services Supporting independent financial advisors. Institution Services Supporting advisors and program managers at community and regional banks and credit unions Custom Clearing Services Supporting broker/dealers at leading financial services companies. In addition, The Private Trust Company, our affiliate firm based in Cleveland, manages trusts and family assets for high-net-worth clients and is licensed in all 50 states.